DEPARTMENT OF HOMELAND SECURITY
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 2008-153
xxxxxxxxxxxxxxxxxxxxx
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FINAL DECISION
This is a proceeding under the provisions of section 1552 of title 10 and section 425 of
title 14 of the United States Code. The Chair docketed the case on June 20, 2008, upon receipt
of the applicant’s completed application, and assigned it to staff member J. Andrews to pre-
pare the decision for the Board as required by 33 C.F.R. § 52.61(c).
appointed members who were designated to serve as the Board in this case.
This final decision, dated April 16, 2009, is approved and signed by the three duly
APPLICANT’S REQUEST AND ALLEGATIONS
The applicant asked the Board to correct his record by changing his date of commission
and his signal number (position on the active duty promotion list (ADPL)) to the date and num-
ber he earned at the U.S. Coast Guard Academy with the graduating class of 2007. He applicant
alleged that his commissioning was unfairly delayed by four months because medical personnel
at the Academy health clinic failed to warn him that a medication he was prescribed following
PRK eye surgery was prohibited.
The applicant explained that on March 2, 2006, he underwent photorefractive keratotomy
(PRK) eye surgery having received permission to do so at his own expense from the Academy.
Prior to the surgery his uncorrected vision was measured at 20/400. Following the successful
surgery, the surgeon prescribed him Econopred, a steroidal eye drop to promote healing. In
accordance with the surgeon’s instructions, he used the eye drops for more than a year. “During
this time, and consistent with the directions given by the Academy, [he] applied for the required
medical waiver to get [his] commission. The initial commissioning recommendation was sent to
USCG HQ on 12 April 2007.”
On May 17, 2007, however, six days before graduation day, May 23, 2007, he was told
that his request for a waiver had been denied because all of his eye examinations had been per-
formed while he was still using the eye drops. Although he had had several meetings with the
Academy’s medical clinic staff pursuant to his need for a medical waiver to be commissioned, he
had never been warned that the eye drops would be a problem. He alleged that if he had known
using the eye drops would prevent him from being commissioned with his class, he would have
asked his surgeon to “wean [him] off the drops.”
The applicant alleged that because he was never warned that the steroidal eye drops
would prevent him from being commissioned with his class, he was not commissioned until
September 17, 2007, although he was allowed to graduate with the class on May 23, 2007.
The applicant stated that he met with the eye surgeon on May 29, 2007, who set a sched-
ule that weaned him off the eye drops as of June 19, 2007. The Academy clinic staff told him to
wait two weeks after being weaned from the eye drops before undergoing another eye examina-
tion. At an examination on July 3, 2007, the surgeon found that the healing process was com-
plete and that he did not have to restart the Econopred eye drops.
The applicant faxed the results of this eye examination to the Academy but was told that
“the differences in his intra-ocular pressures were too great and outside the Coast Guard’s stan-
dards.” He had never heard of this standard and asked for instructions. A Coast Guard doctor
told him to wait another 30 days before having another examination because “the Coast Guard
wanted to be assured that [his] vision was stable.”
On July 13, 2007, he went to an opthamologist who advised him that his intra-ocular
pressures were 17/26 in both eyes, which was outside the Coast Guard standard, and who attrib-
uted the problem to his recent discontinuation of the Econopred drops.
On August 6, 2007, his eyes were tested again and his vision was found to be stable. On
August 16, 2007, he submitted his final waiver requests for a commission: One request con-
cerned his eyesight and successful PRK surgery; the other was a request for a temporary waiver
for his intra-ocular pressures. Both waivers were granted and he was commissioned on Septem-
ber 17, 2007. At a follow-up eye examination on December 27, 2007, his intra-ocular pressures
were down to 11/13.
waiver requests, and official documents concerning his waivers.
In support of his allegations, the applicant submitted copies of his medical records,
VIEWS OF THE COAST GUARD
On October 14, 2008, the Judge Advocate General (JAG) of the Coast Guard submitted
an advisory opinion adopting the findings and analysis provided in a memorandum on the case
prepared by the Coast Guard Personnel Command (CGPC).
CGPC stated that the applicant was unable to receive a commission on May 23, 2007,
because he had not completed all of the required physical evaluations to substantiate his fitness
for commissioning, as required by 14 U.S.C. § 211(b), which states that the fitness standards for
commissioning are determined by the Secretary. CGPC further stated that Chapter 3.D.2.c.(2)(c)
of the Medical Manual states that a
history of refractive surgery including, but not limit to: photorefractive keratectomy (PRK), is
disqualifying [for commissioning] if any of the following conditions are met:
a. Pre-surgical refractive error in either eye exceeded +8.00 to -8.00 diopters.
b. At least 6 months recovery period has not occurred between the last refractive surgery or aug-
menting procedure and accession medical examination.
c. There have been complications and/or need for ophthalmic medications.
d. Post-surgical refraction in each eye is not stable as demonstrated by:
i. At least two separate refraction at least one month apart, the most recent of which
demonstrates more than +/- 0.50 diopters difference for spherical vision and/or more
than +/- 0.25 diopters for cylinder vision; and
ii. At least 3 months recovery has not occurred between last refractive surgery or aug-
menting procedure and one of the comparison refractions.
CGPC stated that on November 10, 2005, the applicant was counseled about the risks of
PRK surgery and advised that it was disqualifying and required a waiver for commission. CGPC
stated that following the applicant’s PRK surgery on March 2, 2006, he “failed to adhere to post-
surgical procedures for PRK, to wit, the use of lubricant eye drops for three weeks following
surgery. Subsequently, he developed corneal abrasions which are disqualifying for commission-
ing [under Chapter 3.D.3. of the Medical Manual] without a waiver. His civilian medical pro-
vider prescribed ECONOPRED … steroidal eye drops to treat the abrasions, specifying a
requirement for twice daily treatment with the steroid drops through 29 May 2007, and once per
day until mid-June.”
CGPC stated that the applicant underwent eye examinations on March 1, 2007, and April
5, 2007, and the tests results of his visual acuity and refraction were satisfactory for commis-
sioning. However, the applicant’s request for a waiver was denied because the examinations
were conducted while he was still using the steroidal eye drops, which invalidated the test
results. Therefore, after the applicant was weaned from the eye drops, he underwent another
examination on July 3, 2007, but his intra-ocular pressures were disqualifying for commission-
ing, so he was instructed to wait another 30 days. On August 6, 2007, the applicant underwent
another examination, which “showed satisfactory stability of his visual acuity and refraction, as
well as satisfactory intra-ocular pressures.” Therefore, his subsequent request for a waiver for
PRK surgery and a temporary waiver for intra-ocular pressures were approved on September 7,
2007, by the Chief of CGPC’s Officer Personnel Management Division.
CGPC stated that “[h]ad the applicant followed the post-operative procedures, it is
unlikely that he would have required the steroidal treatment for corneal abrasions.” His pre-
graduation eye examinations test results were invalidated because he was still using the steroidal
eye drops until June 19, 2007. CGPC stated that the applicant did not demonstrate full physical
qualification for commissioning until August 6, 2007, and then his request for a waiver for his
PRK surgery had to be processed and approved, which occurred on September 7, 2007.
CGPC argued that the applicant’s allegation that his commissioning was delayed because
of an error by the Academy medical clinic staff “is without merit.” His “lack of medical fitness
to commission on 23 May 2007 was a direct consequence of his own failure to adhere to post-
operative instructions to apply lubricating drops to his eyes. All other delays in commissioning
stem from this initial action, and the consequences of that action are the applicant’s to bear.”
CGPC stated, however, that there was a delay in the communication between CGPC and
the Academy concerning his fitness for commissioning, and so CGPC recommended that partial
relief be granted by adjusting the applicant’s date of rank from September 19, 2007, to Septem-
ber 7, 2007, and that he receive corresponding back pay and allowances because of the adjust-
ment. In support of these allegations and recommendation, CGPC submitted copies of the appli-
cant’s eye test results and the following documents:
A captain and doctor serving as the Chief of the Health Service Division at the Academy
signed a sworn declaration stating that after the applicant “failed to use lubricant drops as pre-
scribed after his [PRK] surgery. Due to improper lubrication of the eyes he developed lesions of
the cornea. At this point in time use of steroid drops was not optional … to ensure healing of the
corneas. This regimen of medication as prescribed by the ophthalmologist was necessary to
ensure proper healing. As a side effect of steroid drops, [the applicant] developed an increase of
intraocular pressure. … After the drops were discontinued in a safe manner, a waiting period was
required for the intraocular pressures to normalize. On 11 September 2007, [he] was granted a
temporary medical waiver [of his intraocular pressure] for one year.” The doctor submitted a
copy of a fax he had sent to CGPC in May 2007, in which he wrote that the applicant “is cur-
rently using Prednisone acetate solution 1%. The temporary need for these drops was not due to
a problem directly related to the surgical procedure but due to the patient not using his lubricant
drops for several weeks post-op.”
A lieutenant, now retired, serving as the Clinic Administrator at the Academy stated that
the applicant “was properly counseled on PRK procedures IAW Coast Guard regulations. …
[He] failed to inform the clinic’s staff that he had not completely followed the instructions of his
surgeon which included the use of lubrication drops daily. Subsequently, he developed lesions
of the cornea which required steroid drops to heal. I only learned that he was using steroid drops
after receiving an email from [a chief petty officer] at HQ dated 10 May 2007. Once [the appli-
cant] confirmed the use of the drops he was advised of it disqualification [sic] for commissioning
and advised of the waiver process. … In addition, [he] was disqualified for commissioning due
to having trouble with obtaining two stable eye examinations at least 30 days apart; as well as
having very high intraocular pressure (IOP) which was believed to be from the steroid use.”
A Page 7 (form CG-3307) dated November 10, 2005, signed by the Clinic Administrator
and the applicant, who acknowledged the information on the form and that he had read and
understood Chapter 2.A.7. of the Medical Manual and ALCOAST 285/05. The Page 7 states
that the decision to undergo PRK “has an impact on the command, your commissioning, and
possibly on your access to the Physical Disability Evaluation System (PDES). … Furthermore,
you must comply with all requirements of ALCOAST 285/05. I have listed a copy here in that
you must produce documentation of refractive stability over two separate examinations at least
three months apart. The PRK is disqualifying for commissioning. Therefore, a waiver request
must be completed by you no sooner than one year after the procedure was completed.”
An email from CGPC dated May 25, 2007, stating that the applicant was using steroidal
eye drops because he had not used lubricating eye drops in the weeks after his surgery and that
under Chapter 3.D.8.c.(2)(d) of the Medical Manual, he could not be commissioned without two
eye examination, performed at least one month apart, showing stability after he was weaned off
the eye drops.
An email from the Chief of the Officer Personnel Management Division of CGPC, dated
September 7, 2007, in which he reported to Commander, CGPC that he had “approved a tempo-
rary waiver [for the applicant] subject to medical conditions/follow-up to allow his commission-
ing today.”
APPLICANT’S RESPONSE TO THE VIEWS OF THE COAST GUARD
On December 29, 2008, the applicant responded to the views of the Coast Guard. The
applicant objected to CGPC’s implication that he had willfully failed to use lubricant eye drops
following his PRK surgery. He stated that his post-operative therapy included a mild steroidal
drop as a lubrication fluid and that he followed the regimen. However, in the summer of 2006,
while he was deployed on the USCGC EAGLE, he ran out of drops and “unfortunately assumed
my healing therapy was complete. Ultimately, it was not, and as my surgeon later explained to
me, suddenly stopping the steroidal drops accelerated the growth of lesions on my cornea, which
the steroids were prescribed to heal.” When he left the EAGLE in late July 2006, he went to the
surgeon because he realized his vision was worsening, and the surgeon prescribed the stronger
steroidal eye drops. The applicant stated that the cause of his need for long-term use of the
stronger drops “may very well have been ignorance, but it was not willful negligence.”
FINDINGS AND CONCLUSIONS
military record and submissions, the Coast Guard's submissions, and applicable law:
The Board makes the following findings and conclusions on the basis of the applicant's
1.
The Board has jurisdiction concerning this matter pursuant to 10 U.S.C. § 1552.
The applicant has exhausted his administrative remedies, as required by 33 C.F.R. § 52.13(b),
because there is no other currently available procedure provided by the Coast Guard for correct-
ing the alleged error or injustice.
2.
3.
The application is timely because it was filed within three years of the applicant’s
discovery of the alleged error or injustice in his record, as required under 10 U.S.C. § 1552(b).
Under 33 C.F.R. § 52.24(b), the Board begins its analysis in every case by pre-
suming that the disputed information in the applicant’s military record is correct as it appears in
his record, and the applicant bears the burden of proving by a preponderance of the evidence that
the disputed information is erroneous or unjust. Absent evidence to the contrary, the Board pre-
sumes that Coast Guard officials and other Government employees have carried out their duties
“correctly, lawfully, and in good faith.” Arens v. United States, 969 F.2d 1034, 1037 (Fed. Cir.
1992); Sanders v. United States, 594 F.2d 804, 813 (Ct. Cl. 1979).
The applicant alleged that he was unfairly denied commissioning on the day of his
graduation from the Academy, May 23, 2007, because the staff at the Academy medical clinic
failed to warn him that steroidal eye drops he had been prescribed were disqualifying. However,
the Clinic Administrator has stated that the applicant did not timely inform the staff of the clinic
4.
that he was still using steroidal eye drops. The Clinic Administrator learned about the prescrip-
tion on May 10, 2007, by which time it was too late to wean the applicant off the drops and have
him undergo two eye examinations a month apart so that he could receive a commission with his
classmates.
The applicant has admitted that he ran out of eye drops while aboard the EAGLE
in the summer of 2006; mistakenly thought that he did not need them any more; and did not
understand the danger of suddenly stopping his use of the eye drops. When he left the EAGLE,
he apparently consulted his private eye surgeon because he thought his eyesight was worsening.
The surgeon diagnosed corneal abrasions and prescribed long-term use of stronger steroidal eye
drops. There is no evidence that the Academy’s clinical staff knew of this prescription or had
any reason to think that someone who underwent PRK surgery on March 2, 2006, would still be
using steroidal eye drops in the spring of 2007.
5.
6.
7.
8.
The record indicates that the eye drops were unexpectedly, medically necessary
and could not be stopped suddenly without causing adverse effects. Moreover, the applicant has
not proved that if he had been warned that the eye drops were disqualifying and had asked the
surgeon if he could stop using them, the surgeon would have authorized weaning him off the eye
drops early enough that the applicant’s eyes could have stabilized and allowed him to pass the
two eye examinations in time to receive a commission with his classmates. Therefore, the appli-
cant has not shown that he was unfairly denied a commission on May 23, 2007, even if someone
on the Academy’s clinical staff knew about the prescription prior to May 2007.
The Board finds that the applicant has not proved by a preponderance of the evi-
dence that he was erroneously or unfairly denied his commission on May 23, 2007, since he had
not been physically qualified for a commission in accordance with the regulations in the Medical
Manual by that date. Physical qualification is a fundamental requirement for an officer’s com-
mission. CGPC has admitted, however, that the applicant’s commissioning was authorized as of
September 7, 2007; that the Chief of the Officer Personnel Management Division intended the
commissioning to occur on that date; and that a delay in communications delayed the commis-
sioning from September 7 to September 17, 2007.
Accordingly, the Board agrees with CGPC that partial relief is warranted in that
the applicant’s date of commissioning should be backdated to September 7, 2007, and that he
should receive corresponding back pay and allowances and an adjusted signal number and posi-
tion on the ADPL if necessitated by the change in his date of rank.
[ORDER AND SIGNATURES APPEAR ON NEXT PAGE]
The application of Ensign xxxxxxxxxxxxxxxxxxxxxxxxxxx, USCG, for correction of his
military record is granted in part as follows:
ORDER
The Coast Guard shall pay him any back pay and allowances he may be due as a result of
The Coast Guard shall correct his record to show that he received his commission as an
ensign on September 7, 2007. The Coast Guard shall also make a corresponding correction to
his signal number and position on the ADPL, if warranted by his new date of rank.
these corrections.
Robert S. Johnson, Jr.
Diane Donley
Kathryn Sinniger
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